外部验证却训练不足:机器学习影像组学模型的样本量缺陷
该研究系统评估了2023年1月至2025年8月Q1期刊中外部验证的机器学习影像组学模型的训练样本量充分性。在可评估的28项研究中,训练样本量普遍不足,中位缺口为195.5例,仅10.7%的研究满足稳定预测模型开发的全部标准。绝大多数模型训练数据在统计上不足以支持其算法复杂度,易致过拟合和不稳定。
要点
- 外部验证的影像组学模型常训练样本不足,中位缺口约200例。
- 仅约10.7%的研究满足稳定模型开发的全部样本量标准。
- 多数研究未达到每个预测因子10个事件的基本经验法则。
核心结论
- 绝大多数高影响力期刊中外部验证的影像组学模型训练样本量在统计上不足以支持其算法复杂度。
- 这种系统性数据缺陷使模型易过拟合和不稳定,可能解释该领域的可重复性危机。
- 即使采用保守假设,仅少数研究满足稳定预测模型开发的标准。
研究设计与样本
- 本研究遵循预设并公开存档的方案,评估2023年1月至2025年8月Q1期刊的原创研究。
- 采用随机动态筛选方案和先验功效计算的停止规则确定最终队列。
- 纳入使用非逻辑回归机器学习算法开发二分类预测模型并报告外部验证的研究。
- 应用最初为逻辑回归开发的样本量框架作为保守下限基准。
- 基于报告的培训性能、结局患病率和特征维度计算最小所需样本量;最终可评估队列n=28。
诊断标准与关键数值
- 最小所需样本量基于报告的培训性能、结局患病率和特征维度计算。
- 中位训练样本量缺口为195.5例。
- 仅3项研究(10.7%)满足稳定预测模型开发的全部标准。
- 多数研究未达到每个预测因子10个事件的基本经验法则,中位事件每预测因子缺口为5.8。
临床应用与阅片要点
- 阅片和报告影像组学模型研究时,应关注训练样本量是否与模型复杂度匹配。
- 外部验证结果需结合训练样本量充分性解读,避免仅凭外部验证性能判断模型稳健性。
- 注意样本量不足可能导致模型预测不可靠,影响临床决策。
局限性
- 64篇全文记录中16篇(25%)因缺失样本量估算所需关键参数(如特征数)而无法评估。
- 样本量框架原为逻辑回归开发,作为保守下限基准可能低估机器学习模型的样本量需求。
以上解读依据论文摘要(全文未开放获取或许可不允许翻译转载)。
英文原文(摘要)· 点击展开
OBJECTIVE: To systematically evaluate training sample size adequacy in externally validated machine learning (ML)-based radiomics models published in high-impact journals and quantify the gap between current practice and theoretical minimum requirements.
MATERIALS AND METHODS: This study followed a prespecified and publicly archived protocol. Original research articles published between January 2023 and August 2025 in first quartile (Q1) journals were evaluated. Study selection followed a randomized dynamic screening protocol with a priori power-calculated stopping rule to determine the final cohort. Included studies developed binary prediction models using ML algorithms other than logistic regression and reported external validation. A sample size framework, originally developed for logistic regression, was applied as a conservative lower-bound benchmark. Minimum required sample sizes were calculated based on reported training performance, outcome prevalence, and feature dimensionality.
RESULTS: Of 64 full-text records assessed, 16 (25%) were unassessable due to missing essential parameters (e.g., feature counts) required for sample size estimation. In the assessable final cohort (n = 28), the training sample sizes observed were consistently inadequate, with a median deficit of 195.5 training instances. Only three studies (10.7%) met all criteria for stable prediction model development even under these charitable assumptions. Most studies failed basic heuristics (e.g., 10 events per predictor), with a median events per predictor deficit of 5.8.
CONCLUSION: The vast majority of externally validated radiomics models in high-impact journals are trained on datasets statistically insufficient to support their algorithmic complexity. This systemic data deficit renders models prone to overfitting and instability, potentially explaining the field's reproducibility crisis.
KEY POINTS: Question Do externally validated machine learning-based radiomics models in high-impact (Q1) journals have sufficient training sample sizes to support their reported model complexity? Findings Nearly 90% of externally validated radiomics models were trained on statistically insufficient datasets, with a median deficit of approximately 200 training instances. Clinical relevance Insufficient training sample sizes undermine model stability and contribute to the reproducibility crisis in radiomics, allowing externally validated models to appear robust while generating unreliable predictions that may misinform clinical decision-making.
引用
- Kocak B, Banaz T, Soyleyici M, et al. Externally validated yet undertrained: sample size deficits in machine learning-based radiomics. Eur Radiol. 2026. PMID: 42020624. doi:10.1007/s00330-026-12543-2
供执业医师工作参考,不替代临床判断;数值与分级以指南原文为准。